Strategic Asset and Portfolio Management

Sovereign Capital Advisers, LLC provides non-discretionary investment advisory, financial-planning, consulting, research, and educational services. Clients retain final authority over all investment decisions and implementation. The firm does not execute securities transactions, exercise discretionary authority, maintain custody of client funds or securities, or currently report regulatory assets under management.

Sovereign Capital Advisers, LLC has applied for registration as a state investment adviser in Georgia. Registration is pending. Registration as an investment adviser does not imply a certain level of skill or training.

Our Services

  • Investment Advisory Services:

    Non-discretionary investment consulting, portfolio education, allocation review, risk review, ESG advisory review, and investment-policy observations.

    Fee: $250 per hour or $2,500 fixed.

    Financial Planning:

    Review of client-provided financial information and preparation of a non-discretionary planning memorandum.

    Fee: $2,500 fixed.

    Business and Strategic Advisory:

    Strategic business, economic, financing-readiness, executive advisory, and business finance consulting.

    Fee: $3,500 fixed or $2,500 per month.

    Capital Markets Consulting:

    Market education, governance, communication planning, research coordination, capital-structure review, market positioning, and organizational readiness.

    Fee: $5,000 fixed or $5,000 per month.

    *Disclosure: These are not broker-dealer, securities-offering, placement-agent, transaction-compensation, or investment-banking services.

  • Private Capital Readiness Consulting:

    Private-offering readiness, governance preparation, capital-formation planning, coordination with client-retained professionals, and business-readiness review.

    Fee: $7,500 fixed.

    *Disclosure: (SCA does not provide investor introductions, financing negotiation, outcome-based compensation, capital raising, securities sales, solicitation, placement-agent activity, underwriting, legal opinions, or offering-document preparation.)

    Private Investment Vehicle Planning:

    Non-legal planning and readiness consulting for private investment vehicles, including operational planning, governance considerations, service-provider coordination, and communication planning.

    Fee: $15,000 fixed.

    Corporate Governance Consulting:

    Board-level advisory support, governance preparation, meeting planning, policy review, oversight workflow, and governance education.

    Fee: $5,000 fixed or $7,500 per month.

    Risk Management and Compliance Readiness Consulting:

    Risk-management review, due-diligence readiness, compliance-readiness consulting, governance planning, books-and-records workflow, and regulatory-readiness planning.

    Fee: $7,500 fixed.

  • Market Intelligence and Research:

    Publications, commentary, outlook reports, research briefs, macro and industry research, white papers, market updates, and impersonal educational research through Sovereign Capital Market Intelligence.

    Fee: $49 per month, $499 per year, or $2,000 fixed research brief.

    Financial Literacy and Continuing Professional Education:

    Financial literacy, investor education, capital markets education, retirement education, business finance, corporate governance education, economic education, risk education, portfolio education, workshops, seminars, webinars, videos, conferences, newsletters, and training programs.

    Fee: $250 per registrant unless otherwise disclosed before registration.

    *Disclosure: (Educational content, including financial literacy and SC Market Intelligence materials, is general and impersonal unless a separate written advisory agreement is executed. Publicly available FDIC Money Smart materials may be incorporated for educational purposes only. SCA is not endorsed, sponsored, affiliated, certified, partnered with, approved by, or otherwise connected to the FDIC or any government agency.)

  • SCA does not charge asset-based advisory fees, performance-based fees, commissions, markups, markdowns, success fees, or transaction-based compensation.

    Fixed-fee engagements generally bill 50% at execution and 50% upon delivery; unearned prepaid amounts are refundable. Monthly retainers bill monthly in advance with pro rata refunds for unearned amounts. Hourly services are billed monthly in arrears in one-tenth-hour increments.

    Unless specifically stated otherwise, SCA does not provide legal, tax, accounting, audit, valuation, or actuarial services. Where appropriate, SCA may coordinate with attorneys, accountants, valuation professionals, custodians, or other licensed professionals retained by the client; SCA does not supervise those professionals or assume responsibility for their work.

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